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Compliance Counsel – Financial Services

Compliance Counsel – Financial Services

  • Location

    London

  • Sector:

    Financial Services

  • Job type:

    Permanent

  • Contact:

    Victoria Jackson

  • Contact email:

    Victoria.jackson@laurencesimons.com

  • Job ref:

    A031242

  • Published:

    9 months ago

  • Expiry date:

    2021-07-25

  • Consultant:

    #

We have been exclusively retained by one of the world’s leading venture capital firms which is behind many of today’s biggest technology success stories. An exciting opportunity has arisen for an experienced regulatory and compliance lawyer to join this creative and entrepreneurial team of collaborators. 

This role will lead the global compliance and regulatory efforts across our client’s global network from Silicon Valley to Europe. With ownership of the existing program, this person will assess, improve and further develop processes in relation to communications, insider trading, gifts, code of ethics and whistleblowing. In addition, the role will advise on the regulatory considerations behind the selection of new funds and products and will also advise on ABAC, AML and FCA Manager compliance. An interest in ESG regulations would be advantageous but is not essential.

If you are looking to lead a global compliance program in a fast-paced, growing, and collaborative technology environment as part of a best-in-class legal team then would love to hear from you. Candidates should be UK qualified lawyers with at least 5 years of compliance experience and knowledge of fund compliance and regulations.

Please reach out in confidence to Victoria Jackson, Director, (victoria.jackson@laurencesimons.com).