Head of Compliance
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Location
São Paulo
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Sector:
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Job type:
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Contact:
Dennis Mello
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Contact email:
dennis.mello@laurencesimons.com
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Published:
about 1 year ago
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Expiry date:
2021-03-26
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Consultant:
#
Our client is a leading global investment manager and business builder in logistics, real estate, infrastructure, finance and related technologies.
Duties and Responsibilities:
• Regulatory Compliance:
- Elaborate Annual Compliance Report;
- Elaborate Annual AML Report;
- Update Annual Investment Management Registration Form;
- Perform biannual review of internal policies;
- Oversight anti-money laundering procedures;
- Perform compliance due diligence of relevant service providers;
- Elaborate internal communication to foster the compliance corporate culture;
- Implement annual trainings;
- Provide first screening of trading requests;
• Anticorruption Compliance:
- Submit offsite works required by Municipalities in connection with the development of a new logistic park, for the approval of the Compliance & Risk Committee;
- Perform biannual of internal policies;
- Oversight public bids policy and procedures;
- Control Grey List and Black List of suppliers;
- Keep record of fast track whistleblowing requests;
- Coordinate external auditing of anticorruption policies and procedures;
- Elaborate internal communication to foster the compliance corporate culture;
- Implement annual trainings;
• General Compliance:
- Oversight data privacy policies and procedures;
- Implement data privacy annual training;
- Act as Secretary of the Brazil Investment Committee;
- Act as Secretary of the Compliance & Risk Committee.
• Global Role:
Responsible to connect local compliance to global compliance; training; new processes involving exit strategies; and conflicts of interest in the western.
Requirements:
- Fluent English
- Previous experience in Compliance at Financial Institutions
- Experience with Real Estate funds
- Ability to work under pressure
- Critical thinking