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Head of Compliance

Head of Compliance

  • Location

    São Paulo

  • Sector:

    Other Sectors

  • Job type:

    Permanent

  • Contact:

    Dennis Mello

  • Contact email:

    dennis.mello@laurencesimons.com

  • Published:

    about 2 months ago

  • Expiry date:

    2021-03-26

  • Consultant:

    #

Our client is a leading global investment manager and business builder in logistics, real estate, infrastructure, finance and related technologies.

Duties and Responsibilities:

• Regulatory Compliance: 

  • Elaborate Annual Compliance Report; 
  • Elaborate Annual AML Report; 
  • Update Annual Investment Management Registration Form;
  • Perform biannual review of internal policies;
  • Oversight anti-money laundering procedures; 
  • Perform compliance due diligence of relevant service providers; 
  • Elaborate internal communication to foster the compliance corporate culture; 
  • Implement annual trainings; 
  • Provide first screening of trading requests;

• Anticorruption Compliance: 

  • Submit offsite works required by Municipalities in connection with the development of a new logistic park, for the approval of the Compliance & Risk Committee; 
  • Perform biannual of internal policies; 
  • Oversight public bids policy and procedures; 
  • Control Grey List and Black List of suppliers; 
  • Keep record of fast track whistleblowing requests; 
  • Coordinate external auditing of anticorruption policies and procedures;
  • Elaborate internal communication to foster the compliance corporate culture; 
  • Implement annual trainings;

• General Compliance: 

  • Oversight data privacy policies and procedures; 
  • Implement data privacy annual training; 
  • Act as Secretary of the Brazil Investment Committee; 
  • Act as Secretary of the Compliance & Risk Committee.

• Global Role: 

Responsible to connect local compliance to global compliance; training; new processes involving exit strategies; and conflicts of interest in the western.

Requirements:

  • Fluent English
  • Previous experience in Compliance at Financial Institutions
  • Experience with Real Estate funds
  • Ability to work under pressure
  • Critical thinking